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Smoothing the Lies:The Distinctive Effects of Patent Characteristics on Examiner and Applicant Citations

机译:理顺谎言:专利特征对审查员和申请人引证书的独特影响

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摘要

Patent citations added by examiners are often used as indicators of technological impact and knowledge flows, despite various criticisms. In this study we analyze the distribution of examiner patent citations according to patent characteristics in order to show their limitations. According to our findings, the number of applicant citations included is dependent on the science-base of the technology. However, this gets masked by the citations added by patent examiners, who smooth the distribution of citations across technology classes and include the same number of citations regardless of whether applicants cite any references. Some researchers have called for the use of applicant rather than examiner patent citations as indicators of technology impact and knowledge flows. Nevertheless, we show that the former also have important caveats, because applicants may increase the number of citations in international patents and when there are coapplicants. The implication is that analysts should consider a context-driven use of citation-based indicators.
机译:尽管存在各种批评,审查员添加的专利引用经常被用作技术影响和知识流的指标。在这项研究中,我们根据专利特征分析了审查员专利引文的分布,以显示其局限性。根据我们的发现,所包括的申请人引用数量取决于该技术的科学基础。但是,这被专利审查员添加的引用所掩盖,专利审查员可以平滑技术类别之间的引用分布,并包括相同数量的引用,无论申请人是否引用任何参考文献。一些研究人员呼吁使用申请人而不是审查员的专利引用作为技术影响和知识流的指标。但是,我们表明,前者也有一些重要的警告,因为申请人可能会增加国际专利中和有共同申请人时的被引次数。这意味着分析人员应考虑在上下文驱动下使用基于引文的指标。

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